-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KuDzuvW/nXHVm/6OOTqPZLHid6w2Gr3ALL3p3a3D3rVDntGg05MmYe5lCvgkivWV SSufRACJVwj3w0O0ASPeJw== 0000899140-01-000139.txt : 20010224 0000899140-01-000139.hdr.sgml : 20010224 ACCESSION NUMBER: 0000899140-01-000139 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010222 GROUP MEMBERS: MARY E. WEST GROUP MEMBERS: TROY L. EADEN GROUP MEMBERS: WEST GARY L SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WEST TELESERVICES CORP CENTRAL INDEX KEY: 0001024657 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 470777362 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-49657 FILM NUMBER: 1551609 BUSINESS ADDRESS: STREET 1: 11808 MIRACLE HILLS DR CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 4025717700 MAIL ADDRESS: STREET 1: 9910 MAPLE ST CITY: OMAHA STATE: NE ZIP: 68134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEST GARY L CENTRAL INDEX KEY: 0001032782 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: C/O WEST TELESERVICE CORP STREET 2: 9910 MAPLE ST CITY: OMAHA STATE: NE ZIP: 68314 BUSINESS PHONE: 4025717700 MAIL ADDRESS: STREET 1: C/O WEST TELESERVICES CORP STREET 2: 9910 MAPLE ST CITY: OMAHA STATE: NE ZIP: 68314 SC 13D 1 0001.txt FINAL AMENDMENT TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Final Amendment)* West Corporation (f/k/a West TeleServices Corporation) - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 95355105 ------------------------------------------------------ (CUSIP Number) Gary L. West, West Corporation, 11808 Miracle Hills Drive, Omaha, NE 68154, (402) 571-7700 with a copy to Serge Benchetrit, Willkie Farr & Gallagher, 787 Seventh Avenue, New York, NY 10019 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 8, 2001 ------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. Seess. 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 952355105 Page 2 of 7 Pages ------------------- ------ ------ - ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Gary L. West - ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - ----------- -------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER -0- --------- ------------------------------------------------ NUMBER OF 8 SHARED VOTING POWER SHARES 45,521,263 BENEFICIALLY OWNED BY EACH --------- ------------------------------------------------ REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH -0- --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 45,521,263 - --------------------- --------- ------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 45,521,263 - ----------- -------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 70.7% - ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ----------- -------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. 952355105 Page 3 of 7 Pages ------------------- ------ ------ - ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Mary E. West - ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - ----------- -------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER -0- --------- ------------------------------------------------ 8 SHARED VOTING POWER 45,521,263 --------- ------------------------------------------------ 9 SOLE DISPOSITIVE POWER -0- --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 45,521,263 - ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 45,521,263 - ----------- -------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 70.7% - ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ----------- -------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. 952355105 Page 4 of 7 Pages ------------------- ------ ------ - ----------- -------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Troy L. Eaden - ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - ----------- -------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - --------------------- --------- ------------------------------------------------ 7 SOLE VOTING POWER 2,891,200 --------- ------------------------------------------------ 8 SHARED VOTING POWER -0- --------- ------------------------------------------------ 9 SOLE DISPOSITIVE POWER 2,891,200 --------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,891,200 - ----------- -------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.5% - ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ----------- -------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. This Final Amendment to Schedule 13D (this "Amendment") with respect to West Corporation (f/k/a West TeleServices Corporation) (the "Company" or the "Issuer") is being filed by Mr. Gary L. West, Mrs. Mary E. West and Mr. Troy L. Eaden (collectively, the "Reporting Persons"), to amend the Schedule 13D originally filed by the Reporting Persons on July 24, 1998, as amended by Amendment No. 1 on August 24, 1998 and Amendment No. 2 on May 10, 2000 (collectively, the "Schedule 13D"). Capitalized terms used but not defined herein have the meanings assigned to such terms in the Schedule 13D. Item 4. Purpose of Transaction. - ------- ---------------------- Item 4 of Schedule 13D is hereby amended by adding the following new paragraphs at the end of such item: The Wests and Mr. Eaden are filing this Amendment because the Wests, collectively, and Mr. Eaden, individually, no longer believe it is in their respective best interest to file jointly. The Wests and Mr. Eaden will hereinafter file Schedule 13Ds separately. Each of the Reporting Persons intends to review continuously his or her investment in the Company. In reaching any decision with respect to such investment, each of the Reporting Persons will take into consideration various factors, such as the Company's business and prospects, other developments concerning the Company, other investment opportunities available to each of the Reporting Persons and economic and market conditions. Depending upon the results of their review of such factors, each of the Reporting Persons may independently decide to purchase (on such terms and at such times as they consider desirable) additional Common Stock of the Company, or dispose of all or a portion of such Common Stock (whether now or hereafter held). Item 5. Interest in Securities of the Issuer. - ------- ---------------------- Item 5 of the Schedule 13D is hereby deleted and replaced in its entirety by the following: (a) As of the date hereof, the Wests collectively beneficially own, and Eaden beneficially owns, the aggregate number and percentage of outstanding Common Stock as set forth below: Number of Shares Percentage* ---------------- ---------- Wests 45,451,263 70.7% Eaden 4,490,600 4.5% - ----------------------- * Based on a total of 64,354,041 shares of Common Stock outstanding at September 30, 2000 as reported in the Company's Quarterly Report on Form 10-Q filed on November 13, 2000. Page 5 of 7 The Wests expressly disclaim beneficial ownership of any Common Stock owned by Eaden or the Eaden Family Limited Partnership. Eaden expressly disclaims beneficial ownership of any Common Stock owned by the Wests. (b) All the shares of Common Stock beneficially owned by the Wests are held by the Wests in joint tenancy with right of survivorship. Voting power of all shares of Common Stock held by the Wests is shared between them. The 2,891,200 shares of Common Stock beneficially owned by Eaden include (i) 1,374,950 shares of Common Stock directly owned by Eaden and (ii) 1,516,250 shares of Common Stock held by the Eaden Family Limited Partnership, of which Eaden is a general partner. Eaden has sole voting power with respect to all 2,891,200 shares of Common Stock beneficially owned by him. (c) No transactions in the Common Stock were effected by the Wests within the 60-day period prior to the date of this filing. Pursuant to a registration request by Mr. Eaden, the Company filed a Registration Statement on Form S-3 with the Securities and Exchange Commission for the sale by certain selling stockholders of Common Stock in an underwritten public offering. The Company's Registration Statement on Form S-3 became effective on April 27, 2000, and the sale by Mr. Eaden of 3,970,000 shares of Common Stock to the public at $21.00 per share was consummated on May 3, 2000. Pursuant to the exercise by the underwriters of their over-allotment option, Mr. Eaden sold an additional 65,650 shares of Common Stock to the public at $21.00 per share on May 30, 2000. During the 60-day period prior to the date of this filing Mr. Eaden sold 567,000 shares of Common Stock to the public in open market transactions. (d) Not Applicable. (e) On February 8, 2001, Eaden ceased to be the owner of five percent of the outstanding shares of Common Stock. Page 6 of 7 SIGNATURES ---------- After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: February 21, 2001 /s/ Gary L. West ---------------------------------- Gary L. West /s/ Mary E. West ---------------------------------- Mary E. West /s/ Troy L. Eaden ---------------------------------- Troy L. Eaden` Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----